As of June 2021, a new regulatory regime for investment firms will come into force. What are the building blocks of the past and present legislation and how should they be interpreted? What risks do investment firms face and are these adequately addressed in the new regime? This publication discusses these questions in detail. Traditionally, the prudential regulatory response for investment firms in the European Union has been closely linked with the prudential regulatory response for banks....

De Koninklijke Vereeniging Handelsrecht heeft al meer dan honderd jaar tot doel om na te denken over passende wet- en regelgeving die, zoals in 1918 de originele statuten het formuleerden, recht doet ‘aan de eischen der tegenwoordige samenleving’. Die doelstelling brengt mee dat er steeds belangrijke en uiterst actuele onderwerpen en thema’s hun weg vinden naar de preadviezen van de Vereeniging. Anno 2021 zijn zulke uiterst actuele thema’s zonder enige twijfel de bevordering van duurz...

This is the third and final volume in the ‘New Bank Insolvency Law

for China and Europe’ series. The current volume provides a detailed

comparison of Chinese and European bank insolvency and resolution

laws. Moreover, it assesses to what extent these laws conform to

international standards such as those set by the Financial Stability

Board. Specific topics discussed in the book include: the institutional

framework for the management of failing banks, insolvency

proceedings, management of ...